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AEAT Defence · Spain

Tax Inspections and Sanctions in Spain: Expert Defence for International Clients

Facing an AEAT inspection is stressful. Having the right specialist makes all the difference — in the outcome and in the penalty exposure.

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AEAT Tax Verification and Inspection Procedures

Not all AEAT contacts are the same. The type of procedure determines your rights, timelines and potential exposure.

Level 1

Comprobación de Datos (Data Verification)

A limited administrative check triggered by apparent discrepancies or missing information in filed returns. Handled in writing, often via the AEAT electronic notification system. Usually resolved quickly by providing documentation or correction. No physical inspection. Most common trigger: mismatches with third-party data (employer, bank, notary).

Level 2

Comprobación Limitada (Limited Verification)

A more structured review of specific aspects of a tax return. The AEAT can request documents and ask questions but cannot conduct on-site inspections or review books of account. Limited to specific issues raised in the notification. Applies to the return as filed — cannot open earlier years unless new facts emerge. Common for non-resident rental income, deductions, or incomplete IRPF returns.

Level 3

Inspección Completa (Full Tax Inspection)

The most serious AEAT procedure. Conducted by Inspectors (not Gestores) with full powers: on-site visits, access to accounting records, third-party information requests, and the ability to go back up to four years (or further where fraud is alleged). Notification is formal — the clock starts immediately. Professional representation from the moment of notification is essential.

Common Triggers for International Client Investigations

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Late or non-filing of Model 720 (foreign asset declaration) or inconsistencies between Model 720 and IRPF return

Cryptocurrency transactions — AEAT receives exchange data and cross-references with declared income

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Beckham Law errors — incorrect application, ineligibility, or discrepancies with the underlying employment contract

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Non-resident rental income — foreign property owners in Spain frequently under-declare or mis-report IRNR

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Permanent establishment allegations — foreign companies with Spanish employees flagged by social security cross-reference

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Transfer pricing issues — related-party transactions between Spanish subsidiaries and foreign parents

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Stock option and RSU under-reporting — FATCA / CRS data received from foreign financial institutions flagging unreported income

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CRS automatic exchange of information — Spain receives data from 100+ countries about Spanish residents' foreign accounts and investments

The Tax Inspection Process in Spain

Notification

All AEAT inspections begin with a formal notification (notificación de inicio de actuaciones inspectoras). This is typically delivered via the mandatory electronic notification system (DEH/sistema Cl@ve) to which registered taxpayers are subscribed. Once the notification is considered delivered, strict legal timelines begin. It is essential to respond within the prescribed period — missing a deadline waives important procedural rights.

Documentation Phase

The Inspector will request specific documents and information. This phase requires careful management: providing what is requested without volunteering information beyond the scope of the inquiry, and ensuring that every document submitted is reviewed before submission. In complex international cases, the documentation phase can last several months, with multiple requests and responses.

Hearing and Provisional Assessment

Once the Inspector has reviewed all documentation, they issue a proposed assessment (acta de inspección). This may be an acta con acuerdo (agreed assessment, offering a 65% penalty reduction), acta de conformidad (consented assessment, offering a 30% penalty reduction) or acta de disconformidad (contested assessment). Choosing the right response at this stage has a major impact on the final liability.

Final Assessment and Appeal Period

After the acta de disconformidad, the Inspector issues a final assessment (liquidación definitiva). From the date of the final assessment, the taxpayer has one month to pay or to initiate the appeals process. Paying under protest while appealing is often the optimal strategy — it stops further late payment interest accumulating while the appeal is heard.

The Spanish Tax Penalty Regime

Spain's General Tax Act (Ley 58/2003) distinguishes between three levels of infraction — minor, serious and very serious — with penalty rates ranging from 50% to 150% of the unpaid tax for substantive tax understatements. The classification depends on factors including the amount involved, whether there was concealment, whether there was simulated behaviour, and whether the taxpayer cooperated.

Infraction Type Base Penalty With Cooperation (−30%) With Prompt Payment (−25%) Maximum Reduction
Minor (infracción leve) 50% 35% 26.25% −50%
Serious (infracción grave) 50–100% 35–70% 26.25–52.5% −50%
Very Serious (infracción muy grave) 100–150% 70–105% 52.5–78.75% −50%
Late payment surcharge (in lieu of penalty) 5–20% No penalty No investigation penalty

In addition to the base penalty, late payment interest (interés de demora) accrues on the unpaid tax from the original filing deadline to the date of payment. The interest rate is set annually — currently 4.0625% per annum. For liabilities going back four years, the accumulated interest alone can represent a significant additional cost.

Criminal Tax Evasion

Where unpaid tax exceeds €120,000 per tax and per year, the AEAT can refer the matter to the Public Prosecutor for potential criminal prosecution under Article 305 of the Spanish Penal Code. Tax fraud (defraudación tributaria) carries a prison sentence of 1–5 years and fines. For aggravated cases (use of nominees, offshore structures, concealment), the sentence can be increased. Proactive voluntary disclosure — before any AEAT investigation commences — is the most effective way to avoid criminal referral.

Challenging AEAT Decisions: The Appeal Process

1

Recurso de Reposición (Administrative Reconsideration)

Filed within one month of the assessment with the same AEAT office that issued the decision. Optional first step. In practice, rarely successful as the same office reviews its own decision — but useful for preserving rights and buying time. Resolution must be issued within one month; if no response, it is deemed rejected by silence.

2

Reclamación Económico-Administrativa (TEAR / TEAC)

Filed with the regional (TEAR) or central (TEAC) Economic-Administrative Tribunal. Independent from the AEAT. Free to file. The TEAR has one year to decide (TEAC: six months to one year). No payment required while the appeal is pending if guarantees are provided. This is the primary administrative appeal forum for most cases. TEAR decisions can be appealed further to the TEAC.

3

Audiencia Nacional / Tribunal Superior de Justicia

Judicial review of TEAC decisions. The Audiencia Nacional hears cases involving large amounts or novel legal questions; regional High Courts (TSJ) hear local issues. Legal representation is mandatory. Timelines are typically 2–4 years. Important for establishing legal precedent and for very high-value disputes.

4

Tribunal Supremo (Supreme Court)

Final Spanish judicial resort. Only accepts cases of significant legal interest or jurisprudential importance. Increasingly used in international tax cases given Spain's growing body of CJEU-influenced jurisprudence. Decisions bind all lower courts and the AEAT itself.

5

Court of Justice of the European Union (CJEU)

For issues involving EU law (free movement of capital, non-discrimination, EU Directives), a reference to the CJEU may be made by any Spanish court. The Model 720 penalty reform was driven by a CJEU ruling. EU law challenges can be powerful tools where Spanish law conflicts with EU obligations.

Jacob Salama's Defence Strategy

How We Defend International Clients in AEAT Inspections

  • Immediate case review: On receiving notice of an AEAT inspection, we conduct a rapid review of the years under examination — identifying the strongest legal arguments, the weakest points, and the documentation that must be secured immediately.
  • Procedural rights protection: We ensure all AEAT actions comply with the General Tax Act's procedural requirements. Time limit violations, improper notification, or failure to follow mandatory procedures can invalidate an assessment entirely — these procedural defences are often overlooked.
  • Substantive legal arguments: We prepare detailed written submissions (alegaciones) addressing each challenged item with reference to law, DGT binding rulings (consultas vinculantes), TEAC resolutions and applicable court decisions.
  • Penalty minimisation: We maximise penalty reductions through cooperation, timely disclosure of voluntary corrections, prompt payment strategy and, where appropriate, acta con acuerdo (agreed assessment with 65% penalty reduction).
  • Appeal strategy: Where the AEAT assessment is wrong in law, we advise on the merits of each appeal level and manage the full judicial review process through to the Tribunal Supremo if necessary.
  • Criminal risk management: In cases approaching the €120,000 threshold or involving concealment, we take active steps to bring the taxpayer's position into compliance before the AEAT can refer to the Public Prosecutor.

Frequently Asked Questions

I received a letter from the AEAT. What should I do first?
Do not ignore it, and do not respond without legal advice. Read it carefully to identify what type of procedure it is (comprobación de datos, comprobación limitada, or inspección completa) and what deadline is given for a response. Then contact a specialist lawyer immediately. Even the "lesser" procedures can escalate if handled incorrectly. The AEAT's electronic notification system considers letters delivered within ten days of posting — so time may already be running.
I failed to declare foreign assets in the Model 720. What are my options?
If the AEAT has not yet contacted you, the best option is voluntary disclosure: filing a corrected or late Model 720 proactively. The reformed penalty regime (post-ECJ 2022) means the penalties are now proportionate administrative fines rather than the extreme historical regime. Acting proactively also avoids the much more serious risk that undeclared assets are treated as "unjustified capital gains" if discovered — which results in income tax plus penalty surcharges. If you have already received an AEAT notification about undeclared assets, the situation requires immediate specialist advice on the best response strategy.
How far back can the AEAT go in a tax inspection?
The general statute of limitations for tax assessments in Spain is four years from the deadline for filing the relevant return. However, the clock restarts each time an interruption occurs — including formal requests for information or any administrative action. For cases involving fraud, concealment or use of offshore structures designed to hinder enforcement, there is no effective statute of limitations under Spanish law (imprescriptibilidad for fraudulent assets). The Model 720 historically had no limitation period for undisclosed assets — this was one aspect struck down by the CJEU, but the underlying income tax exposure still applies within the four-year window.
Can I negotiate a settlement with the AEAT?
Yes, in certain circumstances. The acta con acuerdo (agreed settlement) procedure allows for a binding agreement between the taxpayer and the AEAT Inspector, typically used in cases involving uncertain legal or factual questions. It requires the taxpayer to provide guarantees and pay the agreed amount, but in exchange offers a 65% reduction in the applicable penalty. It also terminates the inspection definitively — no further assessment can be issued on the same issues. Not all cases are suitable for acuerdo, but it is an important tool in high-value inspections where some exposure is unavoidable.
What happens if I ignore an AEAT notification?
Ignoring an AEAT notification is one of the worst possible responses. Failure to respond results in a default assessment issued in the taxpayer's absence (liquidación por estimación indirecta), typically at the maximum amount the AEAT believes is owed, with full penalties and late interest. The taxpayer loses the ability to present documentation and legal arguments in the primary proceedings. They can still appeal afterward, but they start from a much weaker position, having waived their primary procedural rights. Always respond within the deadline — even if only to request an extension while you seek legal advice.

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